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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-02-03 |
| WA | RA | APPROVED | 2023-02-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Seattle | WA | 03/2008 | 03/2021 |
| Raymond James Financial | Port Orchard | WA | 04/2021 | 01/2023 |
| Raymond James Financial Services, Inc. | Port Orchard | WA | 02/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Port Orchard | WA | 02/2023 | Present |
(1)Name of Business: Dunning Wealth Management Address: 2073 SW Wildwood Rd, Port Orchard, WA, 98367, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/17/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Paraplanner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-11 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-11 |
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