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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2004-04-07
  • MD RA
    APPROVED
    Since 2004-04-07

Branch Locations

2 East Joppa Road Suite 110, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Towson MD 02/1999 Present
Charles Schwab Bank Towson MD 02/2005 Present
Rental Property (Real Estate) Towson MD 10/2013 Present
  • 02/1999 → Present
    Towson, MD
  • 02/2005 → Present
    Charles Schwab Bank
    Towson, MD
  • 10/2013 → Present
    Rental Property (Real Estate)
    Towson, MD
Other Businesses

1) RENTAL PROPERTY (REAL ESTATE), START DATE 10/01/2013. OWNER TOWSON, MD. AM CURRENTLY RENTING MY FORMER PRIMARY RESIDENCE TO A FAMILY. I AM NOT COMPENSATED OTHER THAN THE MONTHLY RENT CHECK I RECEIVE. HOURS PER MONTH LESS THAN 20.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-24
S63 Uniform Securities Agent State Law Examination 1996-10-11
  • S66 Uniform Combined State Law Examination
    2004-02-24
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
Other Names
  • David James Kelley

View on SEC IAPD

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