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Current Employers
Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-06
PA RA APPROVED 2017-03-03
  • TX RA
    APPROVED_RES
    Since 2017-11-06
  • PA RA
    APPROVED
    Since 2017-03-03

Branch Locations

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

6 Jason Avenue, Denver, PA 17517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Denver PA 03/2012 Present
Private Advisor Group, Llc West Lawn PA 03/2012 03/2017
Private Advisor Group West Lawn PA 09/2012 03/2017
Good Life Advisors, Llc Wyomissing PA 03/2017 09/2021
Good Life Advisors, Llc Denver PA 09/2021 Present
Previous Registrations
Other Businesses

1. 3/22/2012: BLACK DIAMOND FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/29/2017 - Good Life Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/03/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Good Life Advisors LLC, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/30/2017 - Good Life IA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/03/2017 - 10 Hours Per Month During Securities Trading - Fixed insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-28
S63 Uniform Securities Agent State Law Examination 1996-10-21
  • S65 Uniform Investment Adviser Law Examination
    1997-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-21
Other Names
  • Ed Sep
  • Eddie Sep

View on SEC IAPD

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