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15935 La Cantera Pkwy, San Antonio, TX 78256 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Funds Distributor, Inc. | Boston | MA | 04/2013 | 06/2017 |
| Amundi Pioneer Distributor, Inc. | Boston | MA | 07/2017 | 12/2020 |
| Amundi Distributor Us, Inc. | Boston | MA | 01/2021 | 04/2025 |
| Victory Capital Services, Inc. | Boston | MA | 04/2025 | Present |
| Victory Capital Management Inc. | Boston | MA | 04/2025 | Present |
1. As of November 2017, Board Member - East Cambridge Little Baseball League, located at 41 Union Street Cambridge, MA 02141. Responsibilities include attending monthly meetings, determining policies and assisting with operations for baseball teams. This is not investment related. Will devote less than one hour per month toward this activity - zero hours during securities trading hours. 2. As of September 2013, Member of the Board for Cambridge Family and Children's Service (Non-Profit Organization) - Located at 60 Gore Street, Cambridge MA 02141. This is not investment related. Will devote approximately 3-5 Hours per month toward this activity - approximately one hour per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-10 |
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