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Current Employers
Victory Capital Management Inc.

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-03
  • MA RA
    APPROVED
    Since 2025-07-03

Branch Locations

60 State Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Funds Distributor, Inc. Boston MA 04/2013 06/2017
Amundi Pioneer Distributor, Inc. Boston MA 07/2017 12/2020
Amundi Distributor Us, Inc. Boston MA 01/2021 04/2025
Victory Capital Services, Inc. Boston MA 04/2025 Present
Victory Capital Management Inc. Boston MA 04/2025 Present
  • 04/2013 → 06/2017
    Pioneer Funds Distributor, Inc.
    Boston, MA
  • 07/2017 → 12/2020
    Amundi Pioneer Distributor, Inc.
    Boston, MA
  • 01/2021 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 04/2025 → Present
    Victory Capital Services, Inc.
    Boston, MA
  • 04/2025 → Present
    Boston, MA
Previous Registrations
  • 2021-01-04 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2013-05-06 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2011-03-14 → 2012-04-02
    Waltham, MA
Other Businesses

1. As of November 2017, Board Member - East Cambridge Little Baseball League, located at 41 Union Street Cambridge, MA 02141. Responsibilities include attending monthly meetings, determining policies and assisting with operations for baseball teams. This is not investment related. Will devote less than one hour per month toward this activity - zero hours during securities trading hours. 2. As of September 2013, Member of the Board for Cambridge Family and Children's Service (Non-Profit Organization) - Located at 60 Gore Street, Cambridge MA 02141. This is not investment related. Will devote approximately 3-5 Hours per month toward this activity - approximately one hour per month during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-16
S63 Uniform Securities Agent State Law Examination 1996-10-10
  • S66 Uniform Combined State Law Examination
    2008-07-16
  • S63 Uniform Securities Agent State Law Examination
    1996-10-10

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