Jacob A Paltzer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-01-05
OR	RA	APPROVED	2009-04-09

TX RA
APPROVED_RES

Since 2013-01-05
OR RA
APPROVED

Since 2009-04-09

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Bend	OR	04/2009	Present

04/2009 → Present

Lpl Financial, Llc

Bend, OR

Other Businesses

1. 11/21/2012 - PALTZER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 08/16/2023 - Jake Paltzer Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/24/2009 - 45 Hours Per Month/ 40 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-24
S63	Uniform Securities Agent State Law Examination	2000-11-28

S66 Uniform Combined State Law Examination

2003-10-24
S63 Uniform Securities Agent State Law Examination

2000-11-28

Other Names

Jake Paltzer
Tony Paltzer

View on SEC IAPD