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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED_RES | 2017-03-01 |
| NC | RA | APPROVED | 2002-08-23 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Indian Land, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Charlotte | NC | 05/2002 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 05/2002 | Present |
(1) NAME: JOHN DAMERON INV REL: Y ADDR: 4350 CONGRESS ST, STE 300, CHARLOTTE, NC 28209 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DI POSITION: SALES START: 12/1/2015 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2. (2) NAME: JD'S RUB INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - SPICE SALES POSITION: SALES, OWNERSHIP START: 6/1/2012 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0. (3) NAME: SPAUGH DAMERON TENNY LLC INV REL: Y ADD: 4350 CONGRESS ST, STE 300, CHARLOTTE, NC 28209 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/01/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-09 |
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