Chris K Ngoy

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Fountain Vallely, CA
• 11/2016 → 04/2023
  Wells Fargo Clearing Services, Llc
  Fountain Vallely, CA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  Irvine, CA
• 06/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-01-03 → 2023-05-10
  Wells Fargo Clearing Services, Llc
  Garden Grove, CA
  Garden Grove, CA
  El Segundo, CA
  Fountain Valley, CA
  Fountain Valley, CA
  Seal Beach, CA
  Santa Ana, CA
  Seal Beach, CA
  Fullerton, CA
  Costa Mesa, CA
  Newport Beach, CA
  Seal Beach, CA
  Westminster, CA
  Irvine, CA
  Santa Ana, CA
  Irvine, CA
• 2007-03-21 → 2011-01-03
  Wells Fargo Investments, Llc
  Seal Beach, CA
  Costa Mesa, CA
  Santa Ana, CA
  Seal Beach, CA
  Fullerton, CA
  Anaheim, CA
  Anaheim, CA
  Santa Ana, CA
  Santa Ana, CA
  Anaheim, CA
  Anaheim, CA
  Anaheim, CA
• 2002-08-13 → 2007-03-19
  Wamu Investments, Inc.
  Lakewood, CA
  Fullerton, CA
  Fullerton, CA
• 1999-09-23 → 2002-08-21
  Wells Fargo Investments, Llc
  Long Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-20
• S63 Uniform Securities Agent State Law Examination
  1996-10-10

Other Names

• Chris Ngoy
• Kom Chris Ngoy
• Kom C Ngoy