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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-01-26
TX RA APPROVED_RES 2006-09-28
KY RA APPROVED 2003-09-17
  • TN RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • KY RA
    APPROVED
    Since 2003-09-17

Branch Locations

2543 Madison St Ste 103, Clarksville, TN 37043 • United States

806 Stone Creek Pkwy Ste 5, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisville KY 09/1996 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
Other Businesses

Business Ownership; JRB LLC; Owner; Manage Ameriprise Business; 3309 Brenner Pass, , Louisville, KY, 40241; Investment-Related; 02/05/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Neighborhood Development Corporation; President; 1228 Breckenridge Street, , Louisville, KY, 40204; Not Investment-Related; 10/28/2021; 1 to 9 hours per month; 0 during trading hours / Saint Matthias Senior Housing Inc.; President; 2206 Dixie Highway, , Louisville, KY, 40210; Not Investment-Related; 04/01/2023; 1 to 9 hours per month; 0 during trading hours / Marian Manor Inc; President; 3391 Young Avenue, , Louisville, KY, 40211; Not Investment-Related; 04/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Band; member - play music; Music...long time musician working only selected time throughout the year playing in a band.; 3309 Brenner Pass, , Louisville, KY, 40241; Not Investment-Related; 01/01/1994; 10 to 19 hours per month; 0 during trading hours / LifeX Research Corporation; Would be available for quarterly wellness surveys which provides a discount for health insurance via Cigna. By becoming a W-2 employee and being available for the quarterly surveys, I would be paid up $40/hour however I'm told this will normally take 15 minutes with an equivalent pay of $60 per year from LifeX.; " LifeX Research Corp is a wellness-focused research organization dedicated to improving the quality of life for working Americans. We collect and analyze health data from our team of employee-participants?whom we call research associates?to develop innovative, data-driven solutions for common health challenges. Our mission is to reduce healthcare costs for the American workforce by proactively addressing conditions that lower quality of life. We do this by gathering comprehensive wellness data, including Health Risk Assessment profiles, lab results, and medication records, from healthy individuals who voluntarily join our team."; 730 Peachtree Street NE, #750, Atlanta, GA, 30308; Not Investment-Related; 12/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Mayor City of Hills and Dales; Unpaid Mayor in the small city of Hills and Dales. As Mayor, I will oversee Municipal Governance via Commissioners duties such as Roads, Snow Removal, Security, Waste Removal etc.. There is no salary for the elected position. Term is four years. Meetings are usually in the evenings, once per month, and last one hour.; 3300 Mt. Rainier Drive, , Louisville, KY, 40241; Not Investment-Related; 01/01/2027; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-12-13

View on SEC IAPD

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