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Inactive

Joseph Francis Sivel

Mariner

Center Valley, PA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-02-15
MD RA APPROVED 2023-02-13
PA RA APPROVED 2021-12-01
  • VA RA
    APPROVED
    Since 2023-02-15
  • MD RA
    APPROVED
    Since 2023-02-13
  • PA RA
    APPROVED
    Since 2021-12-01

Branch Locations

3477 Corporate Parkway Ste. 100, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sivel Capital Management Schwenksville PA 07/2000 11/2021
Mariner Wealth Advisors New Tripoli PA 12/2021 Present
  • 07/2000 → 11/2021
    Sivel Capital Management
    Schwenksville, PA
  • 12/2021 → Present
    Mariner Wealth Advisors
    New Tripoli, PA
Previous Registrations
  • 2003-08-01 → 2021-12-13
    Sivel Capital Management, Inc
    Schwenksville, PA
    New Tripoli, PA
  • 2007-03-21 → 2014-03-04
    Ptk Financial, Llc
    Media, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-04
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S65 Uniform Investment Adviser Law Examination
    1996-12-04
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • Joseph F Sivel

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
HAMEL ASSOCIATES,INC.
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100 PLUS PLANNING

Other Investors

PETER KINSLEY MILLER
Dawn Elizabeth Marx
JOHN PETER BANKS
ROBERT W MEUSER
THOMAS JAMES BRADSHAW
BRIAN JOSEPH DUELFER
DEBORAH KLATZ ROUNICK
JOHN DOMINIC DONOFRIO

Other Offices

ARGYLE CAPITAL MANAGEMENT, LLC · CENTER VALLEY, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Center Valley, PA
MML INVESTORS SERVICES, LLC · Center Valley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CENTER VALLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CENTER VALLEY, PA
ARGYLE CAPITAL MANAGEMENT, LLC · Center Valley, PA
HAMEL ASSOCIATES,INC. · CENTER VALLEY, PA
BRIGHTSIDE WEALTH PLANNING, LLC · CENTER VALLEY, PA

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