Clayton Heath Simmons

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Gadsden, AL
• 09/2021 → Present
  Wells Fargo Advisors Financial Network, Llc
  Gadsden, AL
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Gadsden, AL

Previous Registrations

• 2008-11-17 → 2021-09-03
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Gadsden, AL
• 2004-12-03 → 2008-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gadsden, AL
  Anniston, AL

Other Businesses

SIMMONS & STARZL WEALTH MANAGEMENT LLC, INV RELATED, GADSDEN, AL, 50% OWNERSHIP, START 9/7/2021, 160 HRS PER MONTH, 140 HRS DURING TRADING, FINET PRACTICE. BAYSTREET MANAGEMENT LLC, INV RELATED, GADSDEN, AL, 50% OWNERSHIP, START 6/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TO HOLD PRACTICE BUILDING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-22
• S63 Uniform Securities Agent State Law Examination
  1996-10-30

Designations

• Certified Financial Planner

Other Names

• Clayton H Simmons
• C Heath Simmons
• Heath Simmons
• Clayton Heath Simmons
• Clayton Simmons