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Michael John Whalen

Sabre Asset Management LLC

Pepper Pike, OH

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Current Employers
Sabre Asset Management Llc

29525 Chagrin Blvd., Suite 302, Pepper Pike, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-28
OH RA APPROVED 2017-06-15
  • TX RA
    APPROVED_RES
    Since 2021-10-28
  • OH RA
    APPROVED
    Since 2017-06-15

Branch Locations

29525 Chagrin Blvd., Suite 302, Pepper Pike, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Cleveland OH 11/2008 Present
Raymond James Financial Services Advisors, Inc Cleveland OH 01/2009 Present
Oleinick Financial Cleveland OH 02/2014 Present
Sabre Asset Management Llc Pepper Pike OH 06/2017 Present
Previous Registrations
Other Businesses

OLEINICK FINANCIAL; NON-INVESTMENT RELATED; CLEVELAND, OH; 2/10/2014- PRESENT; SUPPORT COMPANY, EMPLOYEE; 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-13
S63 Uniform Securities Agent State Law Examination 1996-11-01
  • S65 Uniform Investment Adviser Law Examination
    1996-11-13
  • S63 Uniform Securities Agent State Law Examination
    1996-11-01

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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