Robert Craig Obrien

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → 01/2021
  Mercer Allied Company, L.P., The Ayco Company, L.P.
  Parsippany, NJ
• 01/2021 → 03/2021
  Goldman Sachs & Co. Llc
  New York, NY
• 07/2021 → 12/2021
  Ubs Financial Services Inc.
  Weehawken, NJ
• 03/2021 → 07/2021
  Unemployed
  Allendale, NJ
• 12/2021 → Present
  Rockefeller Financial Llc
  Paramus, NJ
• 12/2021 → Present
  Rockefeller & Co
  Paramus, NJ
• 08/2024 → Present
  Rockefeller Capital Management
  Paramus, NJ

Previous Registrations

• 2021-08-26 → 2022-01-04
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
• 2003-01-31 → 2021-03-30
  Goldman Sachs Wealth Services, L.P.
  Parsippany, NJ
• 2002-08-23 → 2002-12-18
  Harrisdirect Llc
  Jersey City, NJ

Exams

• S66 Uniform Combined State Law Examination
  2002-07-05
• S63 Uniform Securities Agent State Law Examination
  1996-10-07

Other Names

• Bob Obrien
• Robert Craig Obrien
• Robert Craig O'BRien