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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-24 |
| MD | RA | APPROVED | 2004-08-05 |
Branch Locations
6901 Rockledge Drive #800, Bethesda, MD 20817 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Bethesda | MD | 10/1998 | Present |
| Nylife Securities Inc. | Bethesda | MD | 10/1998 | Present |
| Capital Associates Llc | Bethesda | MD | 11/2011 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA OF CAPITAL ASSOCIATES LLC] [First Tee of Howard County; The First Tee's goal is to provide character education and life skills programs to help young people be successful in school and in life.; Fairway Hills Golf Club 5100 Columbia Road Columbia MD 21044; Start Date 05/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
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