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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-02-01
  • NV RA
    APPROVED
    Since 2019-02-01

Branch Locations

567 W Silver St Ste 402, Elko, NV 89801 • United States

Las Vegas, NV • United States

Spring Creek, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Elko NV 09/1996 01/2019
Various Insurance Carriers Spring Creek NV 02/1997 01/2019
Harten Aluminum Pocatello ID 10/2013 01/2019
Lamoille Presbyterian Church Lamoille NV 02/2018 11/2018
Ameriprise Financial Services, Inc Elko NV 01/2019 03/2020
Lamoine Presbyterian Church Lamoine NV 02/2018 11/2018
Ameriprise Financial Services, Llc Elko NV 03/2020 Present
  • 09/1996 → 01/2019
    Waddell & Reed
    Elko, NV
  • 02/1997 → 01/2019
    Various Insurance Carriers
    Spring Creek, NV
  • 10/2013 → 01/2019
    Harten Aluminum
    Pocatello, ID
  • 02/2018 → 11/2018
    Lamoille Presbyterian Church
    Lamoille, NV
  • 01/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Elko, NV
  • 02/2018 → 11/2018
    Lamoine Presbyterian Church
    Lamoine, NV
  • 03/2020 → Present
    Elko, NV
Previous Registrations
  • 1997-03-04 → 2019-01-23
    Waddell & Reed
    Spring Creek, NV
    Reno, NV
    Spring Creek, NV
    Elko, NV
    Seattle, WA
    Seattle, WA
    Twin Falls, ID
Other Businesses

Independent Insurance Brokering; Nationwide Financial; 01/22/2019; Fixed Annuity. Board of Directors; Lamoille Presbyterian Church; Elder; 317 State Route 227, , Lamoille, NV, 89828; Not Investment-Related; 03/06/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1996-11-01
  • S66 Uniform Combined State Law Examination
    1996-11-01
Other Names
  • Dorothy Harten
  • Dorothy Harten Hull
  • Dorothy Hull

View on SEC IAPD

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