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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-03-02 |
| TX | RA | APPROVED | 2007-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pomona | CA | 03/2007 | Present |
(1) 12/21/2006: SQUARE WEST GALLERY - Wholesale/Retail Business - Investment Related - Time Spent 3%. - WIFE'S WHOLESALE AND RETAIL BUSINESS, HELPS WITH TRADE SHOW DESIGNS. (2) 03/03/2026 - Carlos Fuentes - Real Estate Rental - Investment Related - Upland & Palm Desert, CA - Start Date 01/13/2015 - 2 hours per month (3) 03/03/2026 - CDFUENTES - Real Estate Rental - Investment Related - Palm Desert, CA - Start Date 06/15/2026 - 2 hours per month/ 1 hour during trading (4) 03/03/2026 - CDFUENTES - Real Estate Rental - Investment Related - Upland, CA - Start Date 04/15/2026 - 10 hours per month/ 1 hour during trading (5) 03/03/2026 - CMF Investment Management INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-11 |
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