Richard Garrett

Raymond James & Associates, Inc.

St. Petersburg, FL

Saint Louis, MO

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-10-01

MO RA
APPROVED

Since 2024-10-01

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Saint Louis	MO	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Saint Louis	MO	11/2016	09/2024
Raymond James & Associate Inc.	Saint Louis	MO	09/2024	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Saint Louis, MO
11/2016 → 09/2024

Wells Fargo Clearing Services, Llc

Saint Louis, MO
09/2024 → Present

Raymond James & Associate Inc.

Saint Louis, MO

Previous Registrations

2023-11-01 → 2024-09-27

Wells Fargo Advisors Financial Network, Llc

St. Louis, MO
2005-03-08 → 2024-09-27

Wells Fargo Clearing Services, Llc

St. Louis, MO

St. Louis, MO

St. Louis, MO

Richmond, VA

Glen Allen, VA
2001-05-29 → 2004-03-03

Lockwood Financial Services, Inc.

Malvern, PA
2004-02-06 → 2004-03-03

Bny Mellon Advisors, Inc.

Malvern, PA
2001-04-17 → 2002-08-30

Lfg Advisors, Inc.

Malvern, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-22

S66 Uniform Combined State Law Examination

2000-08-22

Other Names

Richard Vance Garrett

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL

RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL

EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL

RAYMOND JAMES INVESTMENT MANAGEMENT · ST PETERSBURG, FL

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