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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
Wildwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 09/1996 | 08/2023 |
| Securian Financial Services, Inc. | St. Paul | MO | 09/1996 | 08/2023 |
| Renaissance Financial Corp | Washington | MO | 09/1996 | Present |
| R. F. Brokerage | Washington | MO | 09/1996 | Present |
| Coop Ins Agency, Inc | San Diego | CA | 05/2004 | Present |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: SEPTEMBER 1996 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. MALIA ENTERPRISES LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: , Wildwood MO , United States DESCRIPTION: Owner 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 1996 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 4. BASS EDGE POSITION: Member NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 19075 Ben Alder Dr, Wildood MO 63069, United States DESCRIPTION: Interviews and articles 5. MAYA PROPERTIES LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 19075 Ben Alder Dr, Wildwood MO 63069, United States DESCRIPTION: Perform monthly one hour interview for Bass Edge podcast and occassionally submit article for Bass Edge website; 6. NAME OF OTHER BUSINESS: CLIENT'S IRREVOCABLE TRUST ADVISORY COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CHARITABLE GIVING ADVICE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.15; APX NUMBER OF HOURS DURING TRADING HOURS: 0.15; BRIEF DESCRIPTION OF DUTIES: PROVIDE CHARITABLE GIVING ADVICE; 7. NAME OF OTHER BUSINESS: JAMBES LLC; INVESTMENT RELATED: NO; ADDRESS: 120 S CENTRAL AVE SUITE 1600, ST LOUIS, MO 63105; NATURE OF BUSINESS: LLC; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTOR ONLY; 8. NAME OF OTHER BUSINESS: AMS LAND HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: 312 SSR-P ELSBERRY, MO 63317; NATURE OF BUSINESS: RAW LAND; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RAW LAND, FARMING, AGRICULTURAL RENTAL;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-13 |
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