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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-01-08
MD RA APPROVED 2009-01-02
  • VA RA
    APPROVED
    Since 2019-01-08
  • MD RA
    APPROVED
    Since 2009-01-02

Branch Locations

11 North Washington Street Suite 350, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Calverton MD 09/1996 Present
Insurance - Non Variable Rockville MD 11/2006 Present
Raymond James Financial Services Advisors, Inc Rockville MD 01/2009 Present
Capital Wealth Management Group Llc Rockville MD 09/2011 Present
Santos, Postal & Company P.C. Rockville MD 08/2013 12/2020
Pb Mares Fairfax Station VA 12/2018 Present
  • 09/1996 → Present
    Raymond James Financial Services, Inc.
    Calverton, MD
  • 11/2006 → Present
    Insurance - Non Variable
    Rockville, MD
  • 01/2009 → Present
    Rockville, MD
  • 09/2011 → Present
    Capital Wealth Management Group Llc
    Rockville, MD
  • 08/2013 → 12/2020
    Santos, Postal & Company P.C.
    Rockville, MD
  • 12/2018 → Present
    Pb Mares
    Fairfax Station, VA
Other Businesses

(1)Name of Business: Capital Wealth Management Group LLC Address: 11 N Washington St., #350, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/26/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the LLC set up by Jim Thompson, branch manager, to deposit RJ checks, and pay office expenses . \n\nNow owned by Tiffany Violante

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-18
S63 Uniform Securities Agent State Law Examination 1997-02-19
  • S65 Uniform Investment Adviser Law Examination
    1999-11-18
  • S63 Uniform Securities Agent State Law Examination
    1997-02-19
Other Names
  • Sharon Lee Chapman

View on SEC IAPD

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