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Ilka Lorraine Lopez Miller

Transamerica Retirement Advisors, LLC

Thomaston, CT

CRD 2799819

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-01
  • CT RA
    APPROVED
    Since 2022-06-01

Branch Locations

Thomaston, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Financial Group Springfield MA 02/2006 08/2018
Mml Distributors, Llc Springfield MA 05/2014 08/2018
The Schuster Group Farmington CT 12/2018 01/2020
Kestra Financial, Inc. Farmington CT 12/2018 01/2020
Unemployed Thomaston CT 09/2018 11/2018
The Prudential Insurance Company Of America Hartford CT 06/2020 04/2022
Prudential Investment Management Services Llc Hartford CT 06/2020 04/2022
Unemployed Thomaston CT 02/2020 06/2020
Prudential Customer Solutions Llc Hartford CT 01/2020 04/2022
Gwfs Equities, Inc. Hartford CT 04/2022 05/2022
Empower Hartford CT 04/2022 05/2022
Transamerica Investors Securities Corporation Thomaston CT 05/2022 Present
Transamerica Life Insurance Company Thomaston CT 05/2022 Present
  • 02/2006 → 08/2018
    Massmutual Financial Group
    Springfield, MA
  • 05/2014 → 08/2018
    Mml Distributors, Llc
    Springfield, MA
  • 12/2018 → 01/2020
    The Schuster Group
    Farmington, CT
  • 12/2018 → 01/2020
    Kestra Financial, Inc.
    Farmington, CT
  • 09/2018 → 11/2018
    Unemployed
    Thomaston, CT
  • 06/2020 → 04/2022
    The Prudential Insurance Company Of America
    Hartford, CT
  • 06/2020 → 04/2022
    Prudential Investment Management Services Llc
    Hartford, CT
  • 02/2020 → 06/2020
    Unemployed
    Thomaston, CT
  • 01/2020 → 04/2022
    Prudential Customer Solutions Llc
    Hartford, CT
  • 04/2022 → 05/2022
    Gwfs Equities, Inc.
    Hartford, CT
  • 04/2022 → 05/2022
    Empower
    Hartford, CT
  • 05/2022 → Present
    Transamerica Investors Securities Corporation
    Thomaston, CT
  • 05/2022 → Present
    Transamerica Life Insurance Company
    Thomaston, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-02
S63 Uniform Securities Agent State Law Examination 2004-09-07
  • S65 Uniform Investment Adviser Law Examination
    2020-10-02
  • S63 Uniform Securities Agent State Law Examination
    2004-09-07
Other Names
  • Ilka Lorraine Lopez Miller
  • Ilka Lorraine Lopez
  • Ilka L Miller
  • Ilka Lorraine Lopez-Miller

View on SEC IAPD

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