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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Springfield | MA | 02/2006 | 08/2018 |
| Mml Distributors, Llc | Springfield | MA | 05/2014 | 08/2018 |
| The Schuster Group | Farmington | CT | 12/2018 | 01/2020 |
| Kestra Financial, Inc. | Farmington | CT | 12/2018 | 01/2020 |
| Unemployed | Thomaston | CT | 09/2018 | 11/2018 |
| The Prudential Insurance Company Of America | Hartford | CT | 06/2020 | 04/2022 |
| Prudential Investment Management Services Llc | Hartford | CT | 06/2020 | 04/2022 |
| Unemployed | Thomaston | CT | 02/2020 | 06/2020 |
| Prudential Customer Solutions Llc | Hartford | CT | 01/2020 | 04/2022 |
| Gwfs Equities, Inc. | Hartford | CT | 04/2022 | 05/2022 |
| Empower | Hartford | CT | 04/2022 | 05/2022 |
| Transamerica Investors Securities Corporation | Thomaston | CT | 05/2022 | Present |
| Transamerica Life Insurance Company | Thomaston | CT | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-07 |
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