Scott Michael Mahan

Current Employers

Employment History

• 01/2013 → 05/2019
  Cetera Advisors Llc
  Denver, CO
• 05/2019 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Klamath Falls, OR
• 11/2020 → 11/2024
  Arbor Point Advisors
  Klamath Falls, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Klamath Falls, OR
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Klamath Falls, OR
• 2019-05-07 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Klamath Falls, OR
  Seattle, WA
• 2012-02-28 → 2019-05-10
  Cetera Advisors Llc
  Klamath Falls, OR
  Klamath Falls, OR
• 2004-10-20 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
• 2004-01-14 → 2004-10-20
  City Financial Corporation
  Klamath Falls, OR

Other Businesses

SCOTT MAHAN POSITION: Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2002 ADDRESS: 803 Main St., Suite 204, Klamath Falls OR 97601, United States DESCRIPTION: I help clients procure fixed insurance as the need arises. RIVER ROCK WEALTH ADVISORY, LLC POSITION: Principal NATURE: This entity is my DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2019 ADDRESS: 803 Main St. Suite 204, Klamath Falls OR 97601, United States DESCRIPTION: This LLC is merely the DBA for my advisory business.

Exams

• S66 Uniform Combined State Law Examination
  2002-06-05