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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-17 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Valencia | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Valencia | CA | 11/2016 | Present |
SIMCORE TRANSPORTATION; NOT INV RELATED; GRANADA HILLS, CA; TRUCKING/TRANSPORT; 50% OWNERSHIP; START 1/3/2005; 4 HOURS PER MONTH, 0 DURING TRADING; OWNER, COMMUNICATING WITH DRIVERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-29 |
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