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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-22 |
| TX | RA | APPROVED_RES | 2023-05-22 |
Branch Locations
575 E Locust Ave., Ste 202, Fresno, CA 93720 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc | Fairfield | IA | 02/2014 | 07/2018 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 02/2014 | 07/2018 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2018 | 05/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2023 | Present |
1) FRESNO STATE JUDO CLUB, 602 W PRINCETON AVE, FRESNO, CA 93705, 05/2023, ADMINISTRATIVE, AGENT, NIR, 1 HR/MO, 0 Trading 2) CSU, FRESNO, 5421 N Maple Ave, Fresno CA 93740, 05/2023, Instructor, NIR, 10 HR/MO, 8 HR/MO Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, 05/2023 AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 4) SAN JOAQUIN VALLEY JUDO ASSOCIATION, 602 W Princeton Ave, Fresno CA 93705, 05/2023, Promotion Chairman, Administrative, NIR, 1 HR/MO - 0 HR/MO TRADING. 5) STRADA FINANCIAL, 575 E Locust Ave, Suite 202-B, Fresno CA, 10/2023, USING A TRADE NAME/DBA, FINANCIAL SERVICES, INV REL, 100 HR/MO - 25 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-11 |
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