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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-09
FL RA APPROVED 2001-10-31
  • TX RA
    APPROVED_RES
    Since 2025-08-09
  • FL RA
    APPROVED
    Since 2001-10-31

Branch Locations

135 N 6Th St Ste A, Haines City, FL 33844-4265 • United States

Davenport, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Haines City FL 09/2005 03/2020
Ameriprise Financial Services, Llc Haines City FL 03/2020 Present
Other Businesses

Board of Directors; Rotary; Treasurer; 799 Johns Ave, , Haines City, FL, 33844; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Rotary District 6890; Assistant Governor for Rotary District 6890; 799 Johns Ave, , Haines City, FL, 33845; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

View on SEC IAPD

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