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Thomas William Schrock

Rea Wealth Management

New Philadelphia, OH

Independence, OH

Commonwealth Financial Network

Avon, OH

New Philadelphia, OH

Cleveland, OH

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Current Employers
Rea Wealth Management

419 W High Ave, New Philadelphia, OH 44663 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-09
  • OH RA
    APPROVED
    Since 2019-07-09

Branch Locations

419 W High Ave, New Philadelphia, OH 44663 • United States

6300 Rockside Rd Suite 101, Independence, OH 44131 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-27
  • OH RA
    APPROVED
    Since 2019-06-27

Branch Locations

1220 Moore Road Suite C, Avon, OH 44011 • United States

419 West High Avenue, New Philadelphia, OH 44663 • United States

6300 Rockside Road Suite 101, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management, Llc Cleveland OH 10/2014 11/2018
Unemployed North Royalton OH 11/2018 06/2019
Commonwealth Financial Network Waltham MA 06/2019 Present
Rea Wealth Management New Philadelphia OH 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-07
  • S66 Uniform Combined State Law Examination
    1998-12-07

View on SEC IAPD

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