Kevin James Losty

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Losty Wealth Management
  Hudson, MA
• 06/2015 → Present
  Ohanesian / Lecours, Inc.
  West Hartford, CT
• 11/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-06-23 → 2018-12-14
  Ohanesian / Lecours, Inc.
  Hudson, MA
  Hudson, MA
  West Hartford, CT
• 2013-03-25 → 2015-06-24
  Mml Investors Services, Llc
  Holyoke, MA
  Natick, MA
  West Warwick, RI
  Topsfield, MA
  Franklin, MA
  Warwick, RI
  West Warwick, RI
• 2003-04-04 → 2009-04-16
  Commonwealth Financial Network
  Dedham, MA
  Braintree, MA
• 2002-06-28 → 2003-04-22
  Mony Securities Corporation
  New York, NY

Other Businesses

1. CIRA, 1.776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. LOSTY WEALTH MANAGEMENT, 213 MAIN STREET STE 203, HUDSON, MA, 10/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/MO-0/TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-02-22
• S65 Uniform Investment Adviser Law Examination
  2001-02-02

Other Names

• Kevin James Losty