Kimberly Rae Kletschke

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-08
SD	RA	APPROVED	2016-11-07
IA	RA	APPROVED	2010-01-05
NC	RA	APPROVED	2010-01-05

TX RA
APPROVED_RES

Since 2019-08-08
SD RA
APPROVED

Since 2016-11-07
IA RA
APPROVED

Since 2010-01-05
NC RA
APPROVED

Since 2010-01-05

Branch Locations

400 Gold Circle Suite 220, Dakota Dunes, SD 57049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Sioux City	IA	01/2010	Present

01/2010 → Present

Stifel Nicolaus & Co Inc

Sioux City, IA

Previous Registrations

2001-08-27 → 2010-01-15

Rbc Capital Markets, Llc

Sioux City, IA

Sioux City, IA

Other Businesses

1. Dakota Dunes Country Club Finance Committee; 960 S Dakota Dunes Blvd Dakota Dunes SD 57049; golfing/social; committee member; Review financials, review audits, review policies and procedures and make recommendations when warranted; 08/27/2024; 2 hours per month; Not during securities trading hours; Not Investment-Related 2. University of South Dakota Foundation; 1110 N. Dakota St. Vermillion, SD 57069; Provides private resources to support the University of South Dakota; Trustee; Support campaigns and be visible at area functions recruiting students and/or alumni gatherings; 01/01/2015; 8hrs/yr; Not during securities trading hours; Not investment related 3. Siouxland Estate Planning Council; 410 5th Street Sioux City, IA 51101; A local organization serving the educational needs of the estate planning community; member; attend monthly meetings; 02/15/2013; 1hr/mth; Not during securities trading hours; Not investment related 4. Dakota Valley Business Council; 600 N Sioux Point Rd Dakota Dunes SD 57049; Make a positive impact on the business climate of the 57049 zip code area by being involved with and directing issues; Board Member; Advocacy for promoting business priorities, Networking and Event Planning, Economic Development; 06/04/2026; 4 hrs/month; Not during security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-13
S63	Uniform Securities Agent State Law Examination	1996-11-13
S65	Uniform Investment Adviser Law Examination	1996-11-13

S66 Uniform Combined State Law Examination

2001-08-13
S63 Uniform Securities Agent State Law Examination

1996-11-13
S65 Uniform Investment Adviser Law Examination

1996-11-13

Other Names

Kimberly Rae Cleaver
Kimberly Rae Winthers

View on SEC IAPD