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Paul Philip Anderson

Tiaa-Cref Individual & Institutional Services, LLC

Melville, NY

North Merrick, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-25
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

North Merrick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Melville NY 07/2013 Present
Tiaa-Cref Individual & Institutional Services, Llc Melville NY 07/2013 Present
Previous Registrations
  • 2012-05-17 → 2013-06-18
    J P Turner & Company Capital Management, Llc
    Syosset, NY
  • 2011-07-22 → 2012-02-24
    Citigroup Global Markets Inc.
    Port Washington, NY
  • 2010-07-26 → 2011-07-06
    Chase Investment Services Corp.
    Bayshore, NY
    Smithtown, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-23
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S65 Uniform Investment Adviser Law Examination
    2010-07-23
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08
Other Names
  • Paul Anderson

View on SEC IAPD

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