Reiko Y Powderly

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 11/2016 → Present
  Masters Prosports & Entertainment
  Reisterstown, MD
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-03-21 → 2015-03-17
  Capital Guardian Wealth Management, Llc
  Perry Hall, MD
  Miami, FL
  Reistertown, MD
• 2006-12-06 → 2012-03-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Towson, MD
• 2003-05-23 → 2005-06-13
  Chase Investment Services Corp.
  New York, NY
• 2003-03-27 → 2003-05-27
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1.DBA: MASTERS PRIVATE CLIENT GROUP LLC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL PLANNING, START MARCH 2012, 30 HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR. 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START FEBRUARY 2015, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE AND ANNUITIES. 3.RJ GLOBAL SOLUTIONS LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, ENTITY FOR BUSINESS EXPENSES/BOOKKEEPING, START MARCH 2012, 2 HOURS PER WEEK - NOT DURING TRADING HOURS, OWNER. 4.NAME OF OTHER BUSINESS: MASTERS PROSPORTS & ENTERTAINMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR ADVISING PRO ATHLETES AND ENTERTAINERS START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER & ADVISER BRIEF DESCRIPTION OF DUTIES: DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-24
• S63 Uniform Securities Agent State Law Examination
  1997-10-11

Other Names

• Reiko Yamada
• Reiko Y. Powderly