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Mercer Global Advisors Inc. CRD 147363
$84.4B regulatory AUM 87 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED | 2023-06-29 |
| FL | RA | APPROVED | 2021-12-21 |
Branch Locations
8117 Preston Road Suite 700, Dallas, TX 75225 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Capital Management | Dallas | TX | 06/1995 | 10/2021 |
| Raymond James Financial Services, Inc. | Dallas | TX | 12/1993 | 10/2021 |
| Independent Insurance Agent | Dallas | TX | 01/1997 | Present |
| Mercer Global Advisors | Dallas | TX | 10/2021 | Present |
| Quest Capital Management | Dallas | TX | 12/1993 | 10/2021 |
1. QUEST CAPITAL MANAGEMENT, INC. - DALLAS, TX. 06/2005 - TO PRESERNT. INVESTMENT RELATED. SENIOR PLANNER/ PARTNER. REGISTERED INVESTMENT ADVISOR. 40 HOURS PER WEEK, 32.5 HOURS DURING TRADING. 2. INDEPENDENT INSURANCE AGENT - DALLAS, TX. 01/1997 TO PRESENT. NOT INVESTMENT RELATED. AGENT. NON-VARIABLE INSURANCE SALES. 1 HOUR PER WEEK, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
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