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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Westbury | NY | 09/1996 | 11/2024 |
| Prudential Insurance Company Of America | Westbury | NY | 09/1996 | Present |
| Lpl Enterprise, Llc | Westbury | NY | 11/2024 | Present |
1) 08/29/2024- SVGC, Corp- OBA set up to sign office lease and corporate banking account to pay rent and utilities- Not Inv Related- Westbury, NY- Start Date 03/01/2021- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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