Brian Scott Graf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Lpl Financial Llc
  Plainfield, IL

Previous Registrations

• 2010-06-01 → 2011-07-22
  Woodbury Financial Services, Inc.
  Channahon, IL
  Channon, IL
  Naples, FL
• 2010-01-07 → 2010-06-03
  Cetera Wealth Services, Llc
  Crystal Lake, IL
  Channahon, IL

Other Businesses

1. 2/12/2022 - US Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/21/2022 - 5 Hours Per Month/1 Hours During Securities Trading 2. 3/23/2023 - Investment Solution Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/13/2011 - 160 Hours Per Month/120 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-12-18
• S63 Uniform Securities Agent State Law Examination
  1996-09-20

Other Names

• Brian S Graf
• Brian Graf
• Brian Scott Graf
• Brian Graf