Robert Kurt Hanlein

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 09/2015 → 09/2020
  Opex Advisors Business
  Danville, CA
• 11/2020 → Present
  Bank Of America, N.A.
  Walnut Creek, CA

Other Businesses

I*10073For profit or not for profit: Name of outside business organization: 3164 G AvenueInvestment related: Address of business:Costa Mesa, California 92626Nature of business: ,Position, title, association: , Start date of relationship: 3/27/2002 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*2929338, Entity Type: , Name of OBA: J H, Address: Novato, California, 94947, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/30/2023, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-12-01

Other Names

• Rob Kurt Hanlein