David Walsh Connors

Employer firm

Pks Advisory Services, LLC CRD 125648

$1.09B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 06/2018
  Rbc Capital Markets, Llc
  Albany, NY
• 06/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2018 → Present
  Pks Advisory
  Albany, NY

Previous Registrations

• 2012-04-11 → 2018-06-12
  Rbc Capital Markets, Llc
  Albany, NY
  Albany, NY
• 2006-04-20 → 2007-03-22
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2004-05-25 → 2006-04-20
  Amundi Asset Management Us, Inc.
  Boston, MA
• 2003-04-22 → 2004-05-14
  Manulife Investment Management (Us) Llc
  Boston, MA
• 2003-06-13 → 2004-05-12
  John Hancock Investment Management Llc
  Boston, MA

Other Businesses

(1) PKS Advisory-Investment related-80 State Street, Albany NY 12207-RIA-Advisor-6/2018-160 hrs/mth-100% during tradings hrs-Financial Advisor. (2) Fixed Insurance- Not investment related-80 State Street, Albany NY 12207-Insurance-Insurance Agent-6/2018-10 hrs/mth-100% during trading hrs-Sell fixed insurance. (3) PRIDE CENTER OF THE CAPITAL REGION; ADDRESS: 322 HUDSON AVE, ALBANY, NY 12210; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 02/01/2017; CAPACITY: BOARD OF DIRECTORS, FINANCE COMMITTEE; DUTIES: ADVISORY ROLE; HOURS DEVOTED PER WEEK: 30 MIN; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-10
• S63 Uniform Securities Agent State Law Examination
  2000-05-04

Other Names

• David Walsh Connors Jr
• David Walsh Connors
• David Walsh Connors Jr