Federico M Barreto

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 01/2023
  Morgan Stanley
  Palm Beach Gardens, FL
• 01/2015 → 01/2023
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2023 → Present
  Oppenheimer & Co. Inc.
  North Pal Beach, FL
• 01/2020 → 01/2023
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2010-08-20 → 2023-01-19
  Morgan Stanley
  West Palm Beach, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2010-01-01 → 2010-08-13
  Ubs Financial Services Inc.
  Miami, FL
• 2007-02-01 → 2010-01-01
  Ubs International Inc.
  Miami, FL
• 2003-01-17 → 2007-02-27
  Ubs Financial Services Inc.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2000-04-20 → 2003-01-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach Gardens, FL

Other Businesses

1.RENTAL PROPERTY LOCATED AT 198 HILLSIDE DR. LAKE PLACID, FL. I AM THE OWNER. I PURCHASED THE HOUSE IN 2015. I SPEND ABOUT ONE HOUR MONTHLY ON THIS ACTIVITY. 2.FEDERICO M. BARRETO LIVING TRUST DATED 1/17/2023. TRUST HELD AT MY RESIDENTIAL ADDRESS. TRUSTEE, GRANTOR, BENEFICIARY OF MY OWN TRUST. I SPEND ABOUT ONE HOUR MONTHLY ON THIS ACTIVITY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-22
• S63 Uniform Securities Agent State Law Examination
  1998-07-08

Other Names

• Fed Barreto
• Federico M Barreto
• Federico Mario Barreto
• Federico Mario Barreto Schweizer