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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| NY | RA | APPROVED | 2022-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 01/2009 | 12/2021 |
| Morgan Stanley Smith Barney Llc | Jericho | NY | 01/2022 | Present |
*592506 - Developmental Disabilities Insitute; Investment Related: No; Smithtown, New York;Caring for Develpmentally Disabled Family Member; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2024; During Business Hours: 0; After Business Hours: 160; Labor/Service *640045- NY Consumer Directed Personal Assistance Program; Investment related: No; Brooklyn, New York; Employee; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 160; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-28 |
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