Cheri Lynn Jones

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 02/2017
  City Securities Corporation
  Indianapolis, IN
• 02/2017 → Present
  Stifel, Nicolaus & Company, Incorporated
  Zionsville, IN

Previous Registrations

• 2011-05-10 → 2017-02-28
  City Securities Corporation
  Indianapolis, IN
  Zionsville, IN
  Indianapolis, IN

Other Businesses

1. State of Indiana; State/Notary; Notary Public; Notarizing documentation as part of Stifel business; affiliation started 03/31/2010; 10.0 hours per year; during securities trading hours; not investment-related.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-09
• S63 Uniform Securities Agent State Law Examination
  2002-07-15