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700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-08-31 |
Branch Locations
Brentwood, TN • United States
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-13 |
| TX | RA | APPROVED_RES | 2025-05-20 |
| IL | RA | APPROVED | 2011-01-31 |
Branch Locations
311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES
Rothschild Investment, Llc Suite 5900, Chicago, IL 60606 • United States
Brentwood, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Investment Corporation | Chicago | IL | 09/1996 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-12 |
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