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1201 Network Centre Drive, Effingham, IL 62401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-24 |
Branch Locations
225 W. Washington Street, Suite1640, Chicago, IL 60606 • United States
1201 Network Centre Drive, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | Deerfield | IL | 08/2015 | 09/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | 01/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Deer Park | IL | 01/2022 | 02/2025 |
| Midland Wealth Advisors, Llc | Chicago | IL | 02/2025 | Present |
Lasalle St. Insurance Services, Inc.; Investment-related; Same Address; Insurance Sales; Licensed Insurance Professional; Approximately 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-08 |
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