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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
402 Bay Rd, Queensbury, NY 12801 • United States
250 Glen St, Glens Falls, NY 12801-3505 • United States
25 Margaret Street, Plattsburgh, NY 12901 • United States
4307 Main Street, Port Henry, NY 12974 • United States
123 Montcalm Street, Ticonderoga, NY 12883 • United States
6353 State Route 9, Chestertown, NY 12817 • United States
1080 Main Street, Schroon Lake, NY 12870 • United States
308 Cornelia Street, Plattsburgh, NY 12901 • United States
402 Bay Rd., Queensbury, NY 12803 • United States
5023 U.S. Avenue, Plattsburgh, NY 12903 • United States
4 Broad St, Glen Falls, NY 12801 • United States
3019 State Route 4, Hudson Falls, NY 12839 • United States
147 Saratoga Ave, South Glen Falls, NY 12803 • United States
15 Main St, Lake Luzerne, NY 12846 • United States
147 Saratoga Ave, South Glens Falls, NY 12803 • United States
73 Broad St, Schuylerville, NY 12871 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arrow Bank National Association | Glensfall | NY | 03/2009 | Present |
| Lpl Financial Llc | Glens Falls | NY | 07/2011 | Present |
1. 12/27/2024- DBA for LPL Business (entity for LPL business)- Arrow Investment Services- INV Related- At Reported Business Location(s) 2. 09/24/2025-Arrow Bank National Association- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 12/27/2024- 5 Hours Per Month- 5 Hours During Trading 3. 09/24/2025- Arrow Bank National Association- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 12/27/2024- 20 Hours Per Month- 15 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-20 |
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