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Verlin Kim Heiman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-22
FL RA APPROVED 2009-01-16
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • FL RA
    APPROVED
    Since 2009-01-16

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 01/2009 Present
Bank Of America, N.A. Stuart FL 12/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-24
S63 Uniform Securities Agent State Law Examination 1996-12-13
  • S65 Uniform Investment Adviser Law Examination
    1996-12-24
  • S63 Uniform Securities Agent State Law Examination
    1996-12-13
Other Names
  • Verlin K Heiman

View on SEC IAPD

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