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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-21 |
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
5 E. River Park Place West 101 [Satellite], Fresno, CA 93720 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Fresno | CA | 02/2011 | 08/2026 |
| Tri Counties Bank | Fresno | CA | 01/2013 | 08/2026 |
| Wells Fargo Advisors Financial Network, Llc | Fresno | CA | 08/2026 | Present |
(1)Name of Business: 4lads Hospitality LLC Address: 3765 Prescott Ave, Clovis, CA, 93619, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own rentals (2)Name of Business: Bynum Real estate services Address: 3765 Prescott Ave, clovis, CA, 93619, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: Yes Start Date: 03/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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