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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-02 |
| FL | RA | APPROVED | 2013-05-02 |
Branch Locations
255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank Na | Palm Beach Gardens | FL | 06/2002 | Present |
| Wells Fargo Advisors Llc | Palm Beach | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palm Beach | FL | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-03 |
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