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Thomas Edward Maclaughlin

Creative Planning

Waterford, NY

Overland Park, KS

CRD 2797844

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Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

Waterford, NY • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Planning Overland Park KS 10/2018 Present
Unemployed Waterford NY 05/2018 09/2018
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 06/1998 04/2018
  • 10/2018 → Present
    Creative Planning
    Overland Park, KS
  • 05/2018 → 09/2018
    Unemployed
    Waterford, NY
  • 06/1998 → 04/2018
    The Ayco Company, L.P./Mercer Allied
    Saratoga Springs, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-17
  • S63 Uniform Securities Agent State Law Examination
    1997-09-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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