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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-18 |
| NC | RA | APPROVED | 2009-06-15 |
Branch Locations
6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Charlotte | NC | 04/2009 | Present |
PARTS PARTNERS LTD; 242 Broadway St, Asheville, NC 28801; Auto Parts; Officer; monitor the business; 3/1/2016; Business hours per month: No // BAZENFLOW LLC; PO Box 2520, Cornelius, NC 28031; Real Estate Holding-242 Broadway in Asheville NC; Partner; help monitor real estate investment-Including maintenance and insurance and taxes; 12/15/2018; Business hours per month: No 2) Kiawolf LLC/ Category - Partnership/ Principal Business Activity - Real Estate Holding/ Role - Partner/ Duty - Perform duties as owner of a home / real estate/ Comp-No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-01 |
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