Andrew J Low

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2019-02-25

WI RA
APPROVED

Since 2019-02-25

Branch Locations

Delafield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Brookfield	WI	02/2007	01/2019
Charles Schwab Bank	Brookfield	WI	04/2008	01/2019
Ajs Custom Furniture	Delafield	WI	09/2017	Present
Financial Engines Advisors L.L.C.	Sunnyvale	CA	01/2019	Present

02/2007 → 01/2019

Charles Schwab & Co., Inc.

Brookfield, WI
04/2008 → 01/2019

Charles Schwab Bank

Brookfield, WI
09/2017 → Present

Ajs Custom Furniture

Delafield, WI
01/2019 → Present

Financial Engines Advisors L.L.C.

Sunnyvale, CA

Previous Registrations

2007-03-22 → 2019-01-28

Charles Schwab & Co., Inc.

Grand Rapids, MI

Milwaukee, WI

Brookfield, WI

Chicago, IL

Edina, MN
2005-07-06 → 2007-02-22

Chase Investment Services Corp.

Chicago, IL

Petoskey, MI
2003-05-07 → 2005-07-06

Banc One Securities Corporation

Petoskey, MI

Other Businesses

1)AJS CUSTOM FURNITURE| NOT INVESTMENT RELATED |S320 INDIAN SPRING DR. DELAFIELD WI 53018| CONSTRUCTION - RESIDENTIAL/COMMERCIAL/OFFICE|OWNER|START DATE 09.04.2017| FOR APPROXIMATELY 20 HOURS PER MONTH NONE DURING TRADING HOURS| I'M A HOBBY WOODWORKER BUT WOULD LIKE TO BEGIN OFFERING TO SELL CUSTOM MADE ITEMS TO FRIENDS AND FAMILY. ITEMS INCLUDE SMALL FURNITURE, TABLES, PICTURE FRAMES, VANITIES, ETC. I MAY POSSIBLY DO THIS AT LOCAL ARTS AND CRAFT SHOWS AS WELL. 2)HANDY ANDY| NOT INVESTMENT RELATED |S320 INDIAN SPRING DR Delafield, WI| NO BUSINESS DURING TRADING HRS| I WOULD LIKE TO HELP MY 13 YEAR OLD SON START A SMALL HANDYMAN BUSINESS. WE WILL PERFORM BASIC HANDYMAN TASKS FOR PEOPLE IN THE AREA. THIS WILL TAKE PLACE ON WEEKENDS. 90% OF NET REVENUE WILL BE GIVEN TO MY SON. THE OTHER 10% WILL BE KEPT BY ME FOR REIMBURSEMENT OF FUEL COSTS, SHOP SUPPLIES, ETC. 3) NAME: Low Cabin; INVESTMENT RELATED: No; ADDRESS: 410 Lower Lasalle Rd, Algoma, WI 54210; NATURE: Vacation Rental; POSITION: Home Owner; START DATE: 10/06/2020; NUMBER OF HOURS/MONTH:04 Hrs; HOURS/MNTH DURING SECURITIES TRADING HOURS:0 Hrs; DUTIES: Homeowner, general maintenance and keeping books of the rental. 4) Lake Country Classical Academy; INVESTMENT RELATED: No; ADDRESS: 818 W Wisconsin Ave, Oconomowoc, WI 53066; NATURE: School; POSITION: Head basketball coach; START DATE: 07/01/2022; NUMBER OF HOURS/MONTH: 15 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Head coach of the varsity boys' basketball team.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-11

S66 Uniform Combined State Law Examination

2000-02-11

Other Names

Andy J Low
Andrew James Low

View on SEC IAPD