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Bhupen Ratilal Vakharia

Cetera Investment Advisers LLC

Tamarac, FL

CRD 2797767

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-05
FL RA APPROVED 2004-10-25
  • TX RA
    APPROVED_RES
    Since 2019-06-05
  • FL RA
    APPROVED
    Since 2004-10-25

Branch Locations

7797 N. University Drive Suite 205, Tamarac, FL 33321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vakharia Cpa Pa Tamarac FL 06/1992 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2004 Present
  • 06/1992 → Present
    Vakharia Cpa Pa
    Tamarac, FL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2004 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

1) VAKHARIA, CPA, PA; NOT INV REL; TAMARAC, FL; ACCOUNTING PRACTICE; CPA; START DATE 3/1/93; 200 HRS/MTH, 6 DURING SECURITIES TRADING HRS:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-24
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S65 Uniform Investment Adviser Law Examination
    2004-08-24
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20

View on SEC IAPD

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