Adriana Genoveffa Guez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 01/2017
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 03/2017 → 04/2017
  Bbva Securities Inc.
  Denver, CO
• 02/2017 → 04/2017
  Compass Bank
  Birmingham, AL
• 04/2016 → 01/2017
  Great West Financial
  Greenwood Village, CO
• 02/2017 → 04/2017
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 03/2017 → 04/2017
  Bbva Wealth Solutions Inc.
  Denver, CO
• 05/2017 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2017-04-05 → 2017-04-27
  Pnc Managed Account Solutions, Inc.
  Denver, CO
• 2015-07-07 → 2016-05-02
  Cuso Financial Services, L.P.
  Aurora, CO

Exams

• S66 Uniform Combined State Law Examination
  2015-07-02
• S63 Uniform Securities Agent State Law Examination
  2006-08-15

Other Names

• Adriana Genoveffa Guez
• Adriana Genoveffa Cimini
• Adriana G Cimini
• Adriana Cimini
• Adriana G Guez