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2911 Turtle Creek Boulevard Suite 920, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-12 |
Branch Locations
2911 Turtle Creek Boulevard Suite 920, Dallas, TX 75219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fwl Investment Management | Dallas | TX | 12/2014 | Present |
the name of the other business: LIM Technologies; whether the business is investment-related: No; the address of the other business; Same as Adviser; the nature of the other business: Financial Services mobile device application and messaging service; your position: Founder and Owner; title, or relationship with the other business: Manager; the start date of your relationship: 2018; the approximate number of hours/month you devote to the other business: Varies; the number of hours you devote to the other business during securities trading hours: Varies; and briefly describe your duties relating to the other business: Oversight of operations;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-20 |
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