Jerry Ruben Fischer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Lpl Financial Llc
  Wenatchee, WA

Previous Registrations

• 2009-04-08 → 2012-02-15
  U.S. Bancorp Investments, Inc.
  Walla Walla, WA
  Pasco, WA
  Wenatchee, WA
  Hayden, ID
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Benton City, WA
  Kennewick, WA
  Ephrata, WA
  Royal City, WA
  Warden, WA
  Othello, WA
  Tonasket, WA
  Moses Lake, WA
• 2005-05-31 → 2009-04-07
  Banc Of America Investment Services, Inc.
  Wenatchee, WA
  Wenatchee, WA
• 2004-04-28 → 2004-05-06
  A. G. Edwards & Sons, Inc.
  Coeur D'ALene, ID
• 2003-10-31 → 2004-05-05
  Charles Schwab & Co., Inc.
  Spokane, WA

Other Businesses

1) 4/24/2015: North American - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/14/2015 - 2 Hours Per Month/1 Hour During Securities Trading - Sell fixed annuities. 2) 07/06/2022 - Safeway - Not Investment Related - 106 W Manson Rd, Chelan WA 98816 - Outside/W-2 Employment - Part time retail produce clerk - Start Date: 07/09/2022 - 64 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-09
• S63 Uniform Securities Agent State Law Examination
  1997-01-21