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Richard Stanley Baldwin

Mason Investment Advisory Services Inc

Reston, VA

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Current Employers
Mason Investment Advisory Services Inc

11921 Freedom Drive Suite 1000, Reston, VA 20190 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-04
CT RA APPROVED 2003-12-05
IL RA APPROVED 2001-01-10
VA RA APPROVED 2001-01-01
FL RA APPROVED 2000-08-31
  • MD RA
    APPROVED
    Since 2024-01-04
  • CT RA
    APPROVED
    Since 2003-12-05
  • IL RA
    APPROVED
    Since 2001-01-10
  • VA RA
    APPROVED
    Since 2001-01-01
  • FL RA
    APPROVED
    Since 2000-08-31

Branch Locations

11921 Freedom Drive Suite 1000, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mason Securities, Inc. Reston VA 08/1996 10/2025
Mason Investment Advisory Services, Inc. Reston VA 08/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-05
S63 Uniform Securities Agent State Law Examination 1997-11-25
  • S65 Uniform Investment Adviser Law Examination
    1998-01-05
  • S63 Uniform Securities Agent State Law Examination
    1997-11-25
Other Names
  • Rick S. Baldwin

View on SEC IAPD

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MATTHEW JON KRAUSE
BLAINE WILLIAM HOMAN
DEREK LESNAK

Other Offices

STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA
WEALTHSPIRE ADVISORS · Reston, VA

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